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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-05-07
MA RA APPROVED 2024-06-14
  • ME RA
    APPROVED
    Since 2026-05-07
  • MA RA
    APPROVED
    Since 2024-06-14

Branch Locations

Kennebunkport, ME • United States

145 S Main St, Bradford, MA 01835 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/ Private Ledger Corp.) North Andover MA 09/2006 02/2022
Securities America, Inc Bradford MA 02/2022 06/2024
Patriot Financial Group, Llc Bradford MA 02/2022 01/2023
Securities America Advisors Bradford MA 01/2023 06/2024
Osaic Wealth, Inc. Bradford MA 06/2024 Present
  • 09/2006 → 02/2022
    Lpl Financial, Llc (Formerly: Linsco/ Private Ledger Corp.)
    North Andover, MA
  • 02/2022 → 06/2024
    Securities America, Inc
    Bradford, MA
  • 02/2022 → 01/2023
    Patriot Financial Group, Llc
    Bradford, MA
  • 01/2023 → 06/2024
    Securities America Advisors
    Bradford, MA
  • 06/2024 → Present
    Bradford, MA
Previous Registrations
  • 2023-01-05 → 2024-06-14
    Securities America Advisors, Inc.
    Bradford, MA
  • 2022-03-03 → 2023-01-27
    Bradford, MA
    Walpole, MA
  • 2006-09-13 → 2022-05-17
    North Andover, MA
    North Andover, MA
    Marlborough, MA
    Methuen, MA
    Lawrence, MA
    Plaistow, NH
  • 2004-10-20 → 2006-09-18
    Banc Of America Investment Services, Inc.
    Amesbury, MA
    North Andover, MA
    Billerica, MA
    Newburyport, MA
    Newburyport, MA
  • 2004-08-27 → 2004-10-20
    Quick & Reilly, Inc.
    Portsmouth, NH
Other Businesses

1. QUINNELLY FAMILY TRUST POSITION: Owner NATURE: Owner of Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2018 ADDRESS: 12 Community House Road, Kennebunkport ME 04046, United States DESCRIPTION: Work with the realtor who collects checks, coordinates bookings and cleanings. This is a private home that is used as a summer rental. 2. ALYSON QUINNELLYT. POSITION: Agent NATURE: Selling and Presenting various types of Life Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/06/2006 ADDRESS: 145 S. Main St, Bradford MA 01835, United States DESCRIPTION: Selling and presenting Variable Annuity products and occasionally Fixed Index products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-26
S63 Uniform Securities Agent State Law Examination 1982-04-05
  • S65 Uniform Investment Adviser Law Examination
    2004-08-26
  • S63 Uniform Securities Agent State Law Examination
    1982-04-05
Other Names
  • Alyson L. Quinnelly
  • Alyson Louise Quinneley
  • Alyson Louise Tricco

View on SEC IAPD

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