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Tracy Lee St Onge

Osaic Institutions, Inc.

Haverhill, MA

Salem, NH

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-08
MA RA APPROVED 2017-08-10
NH RA APPROVED 2017-08-07
  • TX RA
    APPROVED
    Since 2019-07-08
  • MA RA
    APPROVED
    Since 2017-08-10
  • NH RA
    APPROVED
    Since 2017-08-07

Branch Locations

One Merrimack Street, Haverhill, MA 01830 • United States

234 North Broadway, Salem, NH 03079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pentucket Financial Services Salem NH 09/2015 Present
Bradford Swim Club Bradford MA 06/2013 10/2016
Infinex Investments, Inc Meriden CT 09/2015 Present
  • 09/2015 → Present
    Pentucket Financial Services
    Salem, NH
  • 06/2013 → 10/2016
    Bradford Swim Club
    Bradford, MA
  • 09/2015 → Present
    Infinex Investments, Inc
    Meriden, CT
Other Businesses

1.) Pentucket bank. Yes, investment related. Banking. VP. Started Sept 2015. Approx 160 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-04
S63 Uniform Securities Agent State Law Examination 2016-06-24
  • S66 Uniform Combined State Law Examination
    2017-08-04
  • S63 Uniform Securities Agent State Law Examination
    2016-06-24

View on SEC IAPD

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Other Offices

EDWARD JONES · HAVERHILL, MA
TD PRIVATE CLIENT WEALTH LLC · Haverhill, MA
LPL FINANCIAL LLC · HAVERHILL, MA
LPL FINANCIAL LLC · HAVERHILL, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Haverhill, MA
OSAIC WEALTH, INC. · BRADFORD, MA
EDWARD JONES · HAVERHILL, MA
BEATON MANAGEMENT CO INC · HAVERHILL, MA

More in Haverhill, MA

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