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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-08 |
| MA | RA | APPROVED | 2017-08-10 |
| NH | RA | APPROVED | 2017-08-07 |
Branch Locations
One Merrimack Street, Haverhill, MA 01830 • United States
234 North Broadway, Salem, NH 03079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pentucket Financial Services | Salem | NH | 09/2015 | Present |
| Bradford Swim Club | Bradford | MA | 06/2013 | 10/2016 |
| Infinex Investments, Inc | Meriden | CT | 09/2015 | Present |
1.) Pentucket bank. Yes, investment related. Banking. VP. Started Sept 2015. Approx 160 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-24 |
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