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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2002-12-13 |
Branch Locations
2341 Boston Rd Ste B200, Wilbraham, MA 01095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | El | MA | 06/1978 | Present |
| Northwestern Mutual Life | Xx | MA | 05/1979 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/1981 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 100% OWNER, RENTAL PROPERTY, 168 UPPER BEAR LANE ROAD, JAMICA, , VERMONT, 05343, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/13/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONDO OWNER. INVESTMENT RELATED. 3. BOARD MEMBER NONPROFIT, STRATTON TRAILBLAZERS, 318 GLENDALE RD, WILBRAHAM, , MASSACHUSETTS, 01095, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/03/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT 4. BOARD MEMBER NONPROFIT, 163 UPPER BEAR LN., JAMAICA, , VERMONT, 05155, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/03/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER OF CONDO ASSOCIATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-06 |
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