Robert J Roy

Current Employers

Employment History

• 07/2006 → Present
  Northwestern Mutual Life Insurance Co
  Milwaukee, WI
• 06/2007 → Present
  Northwestern Mutual Investment Services Llc
  Springfield, MA
• 02/2011 → Present
  Northwestern Mutual Investment Services, Llc
  West Hartford, CT
• 09/2013 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 7-9 BRANDON AVE LLC, 31 EASTWOOD DR, WILBRAHAM, , MASSACHUSETTS, 01095, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 03/19/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER, RENTAL PROPERTY. MAINTANCE AND COLLECT RENTS. Investment related. 3. OWNER, RMLC LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 31 EASTWOOD DR, 31 EASTWOOD DR, WILBRAHAM, , MASSACHUSETTS, 01095, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/22/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MY WIFE AND I LENT HER SISTER AND OUR BROTHER IN LAW FUNDS TO BUY A HOUSE. WE WILL HOLD THE MORTGAGE AND COLLECTION MONTHLY PRINCIPAL AND INTEREST PAYMENTS JAN 2026 TO JAN 2056. NON-INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-04-20
• S63 Uniform Securities Agent State Law Examination
  2008-01-03

Other Names

• Robert Joseph Roy
• Robert Joseph Roy
• Robert Joseph Roy