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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-04-17
AL RA APPROVED 1996-10-22
  • GA RA
    APPROVED
    Since 2003-04-17
  • AL RA
    APPROVED
    Since 1996-10-22

Branch Locations

1 S Broad St Sw, Rome, GA 30161 • United States

Rome, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rome GA 09/2005 03/2020
Ameriprise Financial Services, Llc Rome GA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1 S Broad St SW, , Rome, GA, 30161; Not Investment-Related; 05/02/1990 / Single Family; 1027 N. Broad St, , Rome, GA, 30161; Not Investment-Related; 04/09/2021. Independent Insurance Brokering; Allianz; 07/16/2019; / Brighthouse / MetLife; 05/06/2020; / Lincoln Financial Group; 07/27/2020; / National Western; 10/10/2023; Fixed Annuity. Board of Directors; Salvation Army; Advisory Board Member; 317 E 1st Street, , Rome, GA, 30161; Not Investment-Related; 02/01/1995; 1 to 9 hours per month; 1 to 9 during trading hours / Rome International Committee; Committee Member; 601 Broad Street, , Rome, GA, 30161; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-10-13
  • S63 Uniform Securities Agent State Law Examination
    1981-10-13

View on SEC IAPD

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