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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-12-05
  • NH RA
    APPROVED
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co., Inc. Manchester MO 09/2015 12/2025
Moloney Investment Advisory Llc Manchester MO 12/2015 12/2016
Moloney Securities Asset Management Llc Manchester MO 12/2016 12/2025
Berthel, Fisher & Company Financial Services, Inc. Epping NH 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 09/2015 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 12/2015 → 12/2016
    Moloney Investment Advisory Llc
    Manchester, MO
  • 12/2016 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Epping, NH
  • 12/2025 → Present
    Cedar Rapids, IA
Previous Registrations
  • 2016-12-09 → 2025-12-05
    Moloney Securities Asset Management Llc
    Epping, NH
    Manchester, MO
  • 2016-01-27 → 2016-12-31
    Moloney Investment Advisory Llc
    Epping, NH
    Manchester, MO
  • 2015-09-18 → 2016-04-27
    Moloney Securities Co., Inc.
    Manchester, MO
    Epping, NH
    Myrtle Beach, SC
    Manchester, MO
    Epping, NH
    Manchester, MO
  • 2012-05-30 → 2015-09-21
    J P Turner & Company Capital Management, Llc
    Epping, NH
  • 2007-02-28 → 2012-06-01
    St Louis, MO
    Epping, NH
    Hampstead, NH
    Exeter, NH
Other Businesses

SNOW PLOWING SERVICES. 45 SAINT LAURENT STREET, EPPING, NH 03042. PLOWS OFFICE BUSINESS LOT WHERE OFFICE RESIDES. ZERO HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED. THE WILL AND TRUST CO. LLC - MEMBER. ESTATE PLANNING FACILITATION. 45 ST. LAURENT STREET, EPPING, NH 03042. A COUPLE OF HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED. UNITED RESEARCH AND DEVELOPMENT - PART-TIME GUNSMITH. 25 COMMERCIAL WAY, BRENTWOOD, NH 03833. NOT CONDUCTED DURING TRADING HOURS. NOT INVESTMENT RELATED. UPS - PRE-LOAD SUPERVISOR - STRATHAM, NH. NOT CONDUCTED DURING TRADING HOURS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-01
  • S66 Uniform Combined State Law Examination
    2007-02-01
Other Names
  • Glenn H Cray

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