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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-01
  • NY RA
    APPROVED
    Since 2021-09-01

Branch Locations

Square Deal Place 111 Grant Ave Suite 107, Endicott, NY 13760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Securities & Associates, Inc. Rochester NY 01/2009 Present
  • 01/2009 → Present
    Excel Securities & Associates, Inc.
    Rochester, NY
Other Businesses

Type of Business is Local Government, I have been working there since 1/1/2010 as a Town Clerk in the Town of Vestal.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-10-02
  • S63 Uniform Securities Agent State Law Examination
    1981-10-02

View on SEC IAPD

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