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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-02-04 |
| TX | RA | APPROVED_RES | 2019-01-29 |
Branch Locations
5520 Kietzke Ln Ste 430, Reno, NV 89511 • United States
Reno, NV • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Reno | NV | 09/2010 | 01/2019 |
| Ameriprise Financial Services Inc | Reno | NV | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Reno | NV | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-14 |
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