Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-24
CA RA APPROVED 2001-09-10
  • TX RA
    APPROVED
    Since 2025-10-24
  • CA RA
    APPROVED
    Since 2001-09-10

Branch Locations

3880 Lemon St Ste 510, Riverside, CA 92501 • United States

74245 Hwy 111 Ste 203, Palm Desert, CA 92260 • United States

74245 Hwy 111 Ste 203 [Uz-Rbo], Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Indian Wells CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Indian Wells CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-13
S63 Uniform Securities Agent State Law Examination 1984-06-29
  • S65 Uniform Investment Adviser Law Examination
    1997-03-13
  • S63 Uniform Securities Agent State Law Examination
    1984-06-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Riverside, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor