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Mark James Robinson

Ubs Financial Services Inc.

Winston-Salem, NC

Winston Salem, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-10-26
NC RA APPROVED 2005-12-12
  • TX RA
    APPROVED_RES
    Since 2007-10-26
  • NC RA
    APPROVED
    Since 2005-12-12

Branch Locations

380 Knollwood Street, Winston-Salem, NC 27103 • United States

Winston Salem, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Winston-Salem NC 12/2005 Present
Previous Registrations
  • 2001-01-31 → 2006-01-10
    Legg Mason Wood Walker, Incorporated
    Winston-Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-04
S63 Uniform Securities Agent State Law Examination 1981-09-29
  • S65 Uniform Investment Adviser Law Examination
    1993-03-04
  • S63 Uniform Securities Agent State Law Examination
    1981-09-29

View on SEC IAPD

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Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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