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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-20
FL RA APPROVED 2019-12-03
  • TN RA
    APPROVED
    Since 2024-06-20
  • FL RA
    APPROVED
    Since 2019-12-03

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Woodbury, TN • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-28
  • FL RA
    APPROVED
    Since 2022-04-28

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Woodbury, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Tampa FL 12/1987 11/2019
Raymond James Financial Services, Inc St Petersburg FL 11/2019 Present
Raymond James Financial Services Advisors, Inc St Petersburg FL 11/2019 Present
Raymond James & Associates, Inc. St Petersburg FL 04/2022 Present
Previous Registrations
Other Businesses

(1) Name of Business: PG Sarres, Inc. Address: 1026 L Witty Road, Woodbury, TN, 33629, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 11/22/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Approval of new Tenants & their lease contracts... Family business of commercial properties that are leased.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-07
S63 Uniform Securities Agent State Law Examination 1982-06-28
  • S66 Uniform Combined State Law Examination
    2008-08-07
  • S63 Uniform Securities Agent State Law Examination
    1982-06-28
Other Names
  • Mary Nellie Sarres
  • Mary Sarres Nelson
  • Mary Nelson

View on SEC IAPD

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