Peter Steven Franco

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 08/2026
  Gwn Securities Inc
  Palm Beach Gardens, FL
• 08/2026 → Present
  Calton & Associates, Inc.
  Tampa, FL

Previous Registrations

• 2014-11-17 → 2026-08-21
  Gwn Securities Inc.
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Somerville, NJ
  Freehold, NJ
  Seminole, FL
• 2008-11-20 → 2014-12-10
  Ic Advisory Services, Inc.
  Warren, NJ
  Bedminster, NJ

Other Businesses

LIFE & HEALTH INSURANCE POSITION: Self employed NATURE: life ins and health ins. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 5 START DATE: 11/1/2014 ADDRESS: 90 west Main Street, Freehold NJ 07728, United States DESCRIPTION: have an insurance license for life, health and variable annuity - NJ Do not use the license for life or health, only to renew the variable annuity business and have no affiliations with any agencies for Outside business activities. FRANCO FINANCIAL SERVICES, Is Investment Related, DBA, Financial Professional 11/14/2014,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-11
• S63 Uniform Securities Agent State Law Examination
  1985-03-05