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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-12 |
| TX | RA | APPROVED_RES | 2022-09-09 |
Branch Locations
350 E Las Olas Blvd 19Th Fl, Fort Lauderdale, FL 33301 • United States
Key Largo, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Ft. Lauderdale | FL | 03/2014 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Coral Springs | FL | 09/2022 | Present |
TULIP HOLDINGS, LLC; NOT INV. RELATED; PORT ST. LUCIE,FL; 14.29% OWNERSHIP; START DATE 01/01/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDS STRIP MALL. RENTAL PROPERTY, INV RELATED, KEY LARGO, FL, 100% OWNERSHIP, START DATE: 11/1/23, 1 HRS/MONTH, 0 HRS DURING TRADING, LANDLORD;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-28 |
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