Franklin Mitchell Howell

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 09/2022
  Ubs Financial Services Inc.
  Ft. Lauderdale, FL
• 09/2022 → Present
  Wells Fargo Clearing Services, Llc
  Coral Springs, FL

Previous Registrations

• 2014-03-24 → 2022-10-06
  Ubs Financial Services Inc.
  Ft. Lauderdale, FL
  Key Largo, FL
• 2009-06-01 → 2014-04-07
  Morgan Stanley
  Coral Springs, FL
• 2007-10-15 → 2009-06-01
  Morgan Stanley & Co. Llc
  Plantation, FL
  Coral Springs, FL
• 2003-07-01 → 2007-10-19
  Wells Fargo Clearing Services, Llc
  Coral Springs, FL
  Coral Springs, FL
• 2000-07-26 → 2003-07-01
  Prudential Equity Group, Llc
  Coral Springs, FL

Other Businesses

TULIP HOLDINGS, LLC; NOT INV. RELATED; PORT ST. LUCIE,FL; 14.29% OWNERSHIP; START DATE 01/01/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDS STRIP MALL. RENTAL PROPERTY, INV RELATED, KEY LARGO, FL, 100% OWNERSHIP, START DATE: 11/1/23, 1 HRS/MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-28

Other Names

• Franklin Mitchell Howell