Cynthia Jean Storm Fischer

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 10/2017
  Sii Investments
  Brookfield, WI
• 07/2009 → Present
  Storm Fischer Investment Group, Llc
  Brookfield, WI
• 10/2017 → 06/2024
  Securities America, Inc
  Brookfield, WI
• 10/2017 → 11/2024
  Arbor Point Advisors
  Brookfield, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Brookfield, WI
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2017-11-01 → 2024-11-08
  Arbor Point Advisors
  Brookfield, WI
• 2002-11-11 → 2017-11-01
  Sii Investments, Inc.
  Brookfield, WI
  Brookfield, WI
  Brookfield, WI
• 2004-12-03 → 2009-07-31
  Annex Wealth Management, Llc
  Brookfield, WI

Other Businesses

***Arbor Point Position: advisor - Nature: Advisory Affiliation: Arbor Point - Investment Related: Yes - Hours: 200 - Securities Trading Hours: 100 - Start Date: 11/01/2017 - Address: Port Grace Blvd, Omaha NE 68128, United States ***FINRA Position: arbitrator - Nature: Securities Arbitrator - Investment Related: No - Hours: 1 - Securities Trading Hours: 1 - Start Date: 11/01/2017 - Address: 55 Monroe St, Chicago IL 60603, United States ***FPA Position: committee work - Nature: FPA - Financial Planning Assoc of S Wisc - Investment Related: No - Hours: 1 - Securities Trading Hours: 1 - Start Date: 11/01/2017 - Address: 6949 N 100 Street, Milwaukee WI 53224 ***Wisc Public Radio Position: volunteer - Nature: investment committee of Wisconsin Public Radio Assoc - Investment Related: Yes - Hours: 1 - Securities Trading Hours: 1 - Start Date: 11/01/2017 - Address: 821 University Ave, Madison WI 53706 ***STORM FISCHER INVESTMENT GROUP - DBA ***NORTHERN STATES BROKERAGE POSITION: insurance sales NATURE: insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/04/2017 ADDRESS: 8021 W Tower AVe, Milwaukee WI 53223 DESCRIPTION: insurance sales ***TNBC POSITION: agent NATURE: Insurance sales and service INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2019 ADDRESS: 5022 Grand Ridge Dr, West Des Moines IA 50265 DESCRIPTION: plan to use this insurance Marketing organization for fixed annuity, life insurance and long term care plan design and sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-24
• S63 Uniform Securities Agent State Law Examination
  1994-06-06

Other Names

• Cindy Jean Stormfischer
• Cynthia Jean Storm
• Cindy Storm Fischer
• Cynthia Jean Stormfischer