Jeffrey Alan Brown

Current Employers

Employment History

• 01/1999 → Present
  Compensation Planning, Inc.
  Warwick, RI
• 09/1980 → Present
  Bryant University
  North Smithfield, RI
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Warwick, RI
• 09/2014 → Present
  Kestra Investment Services, Llc
  Warwick, RI

Previous Registrations

• 2000-10-13 → 2012-06-07
  Mml Investors Services, Llc
  Warwick, RI
  Warwick, RI

Other Businesses

Business Name: Jefferson Advisors D/B/A Investment Related: Yes Address: 67 Jefferson Blvd. Warwick RI 02888 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/1985 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: see above 3.5 Business Name: Jeffrey A. Brown Investment Related: No Address: 67 Jefferson Boulevard Warwick RI 02888 Nature of Business: Consulting Position, Title or Relationship: sole proprietor and consultant Start Date: 1/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Present value determination of Defined Benefit Plan accrued benefits for purposed of domestic relations actions. Business Name: Jeffrey A. Brown Investment Related: Yes Address: 67 Jefferson Blvd. Warwick RI 02888 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/1/1977 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sell products listed above Business Name: Jewish Family Service Investment Related: No Address: 538 MIddle Road East Greenwich PR 02818 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: honorary board member Start Date: 1/4/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Listen to presentation by investment manager... make possible recommendation with other members for change in manager. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Turtle Enterprises, LLC Investment Related: Yes Address: 538 Middle Road East Greenwich RI 02818 Nature of Business: Real Estate Position, Title or Relationship: sole member of LLC that is partner in real estate partnership ( JS & Y) that owns building I occupy with the other owner/tenants Start Date: 1/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I manage my LLC, which really has no ongoing activity. I also help manage J S & Y real estate which is the partnership that Turtle has ownership in.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1982-07-26

Designations