Jim King Mui

Current Employers

Employment History

• 08/2009 → 10/2018
  Raymond James Financial Services
  Boca Raton, FL
• 09/2009 → 10/2018
  Raymond James Financial Services Advisors, Inc.
  Boca Raton, FL
• 08/2011 → 07/2018
  Insurance Non-Variable
  Boca Raton, FL
• 09/2018 → 09/2019
  National Life Of Vermont
  Boca Raton, FL
• 10/2018 → 12/2020
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2018 → Present
  Jkm Wealth Management, Inc.
  Boca Raton, FL

Previous Registrations

• 2009-09-21 → 2018-10-26
  Raymond James Financial Services Advisors, Inc
  Boca Raton, FL
• 2005-09-15 → 2009-08-17
  Raymond James & Associates, Inc.
  Boca Raton, FL
  Boca Raton, FL
• 1996-08-22 → 2005-09-21
  Ubs Financial Services Inc.
  Boca Raton, FL

Other Businesses

Jim K. Mui LLC. Not Investment-Related, 5550 Glades Road Suite 500, Boca Raton, FL 33431. Business Operations entity that holds a business loan. Managing Member, started 10/2018. No business activities or operating hours. 10/1980 to Present - Independent insurance agent located at 5550 Glades Road, Suite 500, Boca Raton, Florida 33431. This is an investment-related business selling various insurance related products. Mr. Mui spends approximately 10% to 20% of time during business trading hours servicing the needs of insurance clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-30
• S63 Uniform Securities Agent State Law Examination
  1982-09-27

Designations

Other Names

• Jim K Mui
• James King Mui
• Jim K Mui
• King Yim Mui
• Jim K Mui
• King Yim Mui
• King Yim Mui