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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-16 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco / Private Ledger) | Tucson | AZ | 08/2003 | 05/2019 |
| Unemployed | Tucson | AZ | 05/2019 | 10/2019 |
| Lpl Financial, Llc | Tucson | AZ | 10/2019 | Present |
1. 06/01/2010 - BILL WESTCOTT, INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 90%/ TUCSON, AZ 2. 09/01/2011 - EVENT DRIVEN MEDIA PARTNERS/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 5%/ TUCSON, AZ 3. 04/08/2024 - Potoff Private Philanthropy - Non-Profit Board Member - Not Investment Related - At Reported Business Location - Start Date 12/13/2018 - 50 Hours Per Month/ 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-06 |
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