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James Allen Christiansen

Ameriprise Financial Services, LLC

Arcadia, CA

CRD 1007077

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-23
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2010-09-23
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

225 E Santa Clara St Ste 208, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Marino CA 09/2005 03/2020
Ameriprise Financial Services, Llc Arcadia CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 821 N. 2nd Ave., Arcadia, CA 91006, ,; ; 09/01/2012.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-28
  • S63 Uniform Securities Agent State Law Examination
    1990-11-28

View on SEC IAPD

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Nearby Investors

HENRY WONG
Tiffany Cheng Collins
Irene W Choi

Nearby Offices

CHARLES SCHWAB & CO., INC. · Arcadia, CA
CITIGROUP GLOBAL MARKETS INC. · Arcadia, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ARCADIA, CA

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