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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-07 |
| TX | RA | APPROVED_RES | 2024-11-01 |
Branch Locations
4280 N Campbell Ave Suite 200, Tucson, AZ 85718 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Tucson | AZ | 09/2003 | 06/2025 |
| Householder Group Estate And Retirement Specialists, Llc | Tucson | AZ | 01/2023 | 10/2024 |
| Wealth Enhancement Group | Tucson | AZ | 11/2024 | Present |
| Wealth Enhancement Advisory Services | Tucson | AZ | 11/2024 | Present |
| Wealth Enhancement Brokerage Services | Tucson | AZ | 11/2024 | Present |
1) 3/1/2004: No Business Name - Not Investment Related - Tax Prep/Accounting/CPA - INCOME TAX RETURNS FOR FRIENDS AND FAMILY. 2) 12/03/2024 - WEALTH ENHANCEMENT ADVISORY SERVICES - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 hours per month/ 120 hours during trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-15 |
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