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680 Craig Road Suite 201, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2003-10-31 |
Branch Locations
11500 Olive Blvd, Suite106, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 07/1998 | Present |
| Roman, Butler, Fullerton & Co | St. Louis | MO | 10/1981 | Present |
1)ROMAN,BUTLER & FULLERTON;INVESTMENT RELATED;11500 OLIVE,106,ST. LOUIS,MO 63141;RIA;REPRESENTATIVE;1985;100 HRS/MONTH;6 HRS DURING TRADING;MANAGING PORTFOLIOS OF STOCKS AND BONDS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-07 |
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