Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-10-27 |
| TX | RA | APPROVED_RES | 2017-10-25 |
Branch Locations
30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States
West Hartford, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Farmington | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Farmington | CT | 11/2016 | 10/2017 |
| Rbc Capital Markets, Llc | Farmington | CT | 10/2017 | Present |
(1) NAME OF ENTITY: Esprit - Portnership for Independence ADDRESS: PO Box 433 Centerville MA 02632 INVESTMENT/NOT INVESTMENT RELATED: Yes, Review various local bank cd and money market rates BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 19/05/2025 CAPACITY: Treasurer, Board of Directors DUTIES: treasurer assists on financials of organization HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-03 |
Reach out to this advisor