John Derby Doscher

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-10-27
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2014-08-26

CT RA
APPROVED

Since 2021-10-27
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2014-08-26

Branch Locations

63 Copps Hill Rd, Ridgefield, CT 06877 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Kisco	NY	08/2014	Present
Bank Of America N.A.	Mount Kisco	NY	11/2014	Present

08/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kisco, NY
11/2014 → Present

Bank Of America N.A.

Mount Kisco, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-08-19

S63 Uniform Securities Agent State Law Examination

1981-08-19

View on SEC IAPD

Employer firm

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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