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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-06-02
  • OH RA
    APPROVED
    Since 2017-06-02

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Bay Village, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Westlake OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Westlake OH 11/2016 06/2017
Raymond James & Assoicates, Inc Westlake OH 06/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Westlake, OH
  • 11/2016 → 06/2017
    Westlake, OH
  • 06/2017 → Present
    Raymond James & Assoicates, Inc
    Westlake, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-24
S63 Uniform Securities Agent State Law Examination 1982-03-19
  • S65 Uniform Investment Adviser Law Examination
    1996-04-24
  • S63 Uniform Securities Agent State Law Examination
    1982-03-19

View on SEC IAPD

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