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2001 6Th Ave Ste 3400, Seattle, WA 98121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2005-01-19 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Washington Corporation | Seattle | WA | 05/2003 | Present |
MR. LEWIS SERVES AS A TRUSTEE FOR THE E. MAXWELL FOUNDATION. THE MAXWELL FOUNDATION IS A SEATTLE-BASED FOUNDATION WHOSE PRIMARY FUNCTION IS TO ADMINISTER AND GRANT SCHOLARSHIPS TO WASHINGTON- BASED COLLEGE STUDENTS. OVERSIGHT OF INVESTMENTS IS INVOLVED. REQUIRES 3 HOURS A MONTH IN WORKING TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-08 |
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