Michael George Richardson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2016
  Comerica Securities, Inc.
  Palo Altos, CA
• 11/2016 → 06/2017
  Comerica Securities, Inc
  San Jose, CA
• 06/2017 → 01/2018
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 08/2018 → 04/2019
  Edward Jones
  San Jose, CA
• 02/2018 → 07/2018
  Unemployed
  Santa Clara, CA
• 02/2019 → 04/2020
  Massmutual Life Insurance Company
  San Jose, CA
• 04/2019 → 04/2020
  Mml Investors Services, Llc
  San Jose, CA
• 04/2020 → Present
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 04/2020 → Present
  Wells Fargo Bank, Na
  San Jose, CA

Previous Registrations

• 2019-05-14 → 2020-04-29
  Mml Investors Services, Llc
  San Jose, CA
  Pleasanton, CA
• 2018-08-10 → 2019-04-10
  Edward Jones
  Sunnyvale, CA
  Sunnyvale, CA
• 2017-06-15 → 2018-01-19
  Edelman Financial Engines
  Santa Clara, CA
• 2015-07-20 → 2017-06-13
  Comerica Securities
  Palo Alot, CA
  San Francisco, CA
  Palo Alto, CA
  San Jose, CA
• 2015-04-17 → 2015-07-27
  Quest Capital Strategies, Inc.
  Los Gatos, CA
  Laguna Hills, CA
  Laguna Hills, CA
• 2013-02-12 → 2013-04-30
  Strategic Advisers Llc
  Los Gatos, CA
• 2007-01-31 → 2012-04-20
  Td Ameritrade, Inc.
  Campbell, CA
  San Mateo, CA
  Campbell, CA
• 2007-01-31 → 2012-04-20
  Td Ameritrade Investment Management, Llc
  Campbell, CA
• 2005-10-28 → 2006-04-21
  Quest Capital Strategies, Inc.
  Dallas, TX
• 2002-09-09 → 2004-09-10
  Quick & Reilly, Inc.
  Bethlehem, PA

Other Businesses

ODYSSEY SENIOR FITNESS, NOT INVT RELATED, SAN JOSE, CA, 100% OWNERSHIP, START DATE 8/1/2018, 8 HRS PER MONTH, 0 HRS DURING TRADING, FITNESS TRAINER.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-01
• S63 Uniform Securities Agent State Law Examination
  1982-08-05

Other Names

• Michael George Hrichison
• Hammer Hrichison
• Michael George Richardson
• Michael Richardson