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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-29 |
| OH | RA | APPROVED | 2019-07-17 |
Branch Locations
201 East Fifth Street Suite 2500, Cincinnati, OH 45202 • United States
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cincinnati | OH | 03/2005 | 05/2017 |
| Amerprise Financial Services, Inc | Cincinnati | OH | 05/2017 | 07/2019 |
| Raymond James & Associates | Cincinnati | OH | 07/2019 | Present |
(1)Name of Business: Address: 8737 Windfield Lane,, Cincinnati, OH, 45249, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 09/26/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-04-04 |
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