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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2002-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clifton Park | NY | 11/1995 | Present |
| Thomas Babcock Investment Advisors, Llc | Clifton Park | NY | 03/2006 | Present |
(1) 10/21/1996 - NON-VARIABLE INSURANCE - OUTSIDE INSURANCE (2) 08/20/2013 - DBA ONLY - THOMAS BABCOCK INVESTMENT ADVISORS, LLC - CLIFTON PARK, NY. (3) 10/9/2018 - BFA Realty, LLC - Investment Related - 306A Grooms Rd, Clifton Park, NY 12065 - Real Estate Rental - Started 01/08/2018 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-01 |
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