William Hartsfield

Current Employers

Employment History

• 12/2003 → 04/2022
  Concourse Financial Group Securities (Proequities)
  Birmingham, AL
• 01/2004 → 04/2022
  Concourse Financial Group Securities (Proequities)
  Birmingham, AL
• 03/1975 → Present
  (Dba) William H Hartsfield
  Birmingham, AL
• 04/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2004-01-02 → 2022-04-18
  Concourse Financial Group Securities, Inc.
  Birmigham, AL
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL
• 2003-06-30 → 2004-02-23
  Peachtree Planning Advisors, Inc.
  Birmingham, AL

Other Businesses

1) INSURANCE, ONE METROPLEX DRIVE ST 120 BIRMINGHAM AL 35209, 03/1975, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) INDEPENDENCE FINANCIAL GROUP, 1 Metroplex Dr, Ste 120, Birmingham AL 35209, 04/10/2024, DBA, Using a Trade Name/dba, INV REL, 160 HR/MO, 160 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-27

Other Names

• Billy Hartsfield
• Bill Hartsfield
• William Harrison Hartsfield