Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2016-02-04
TX RA APPROVED 2016-02-02
  • OK RA
    APPROVED
    Since 2016-02-04
  • TX RA
    APPROVED
    Since 2016-02-02

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 01/2016 Present
Bank Of America, N.A. Oklahoma City OK 04/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-02
S63 Uniform Securities Agent State Law Examination 2010-01-15
  • S65 Uniform Investment Adviser Law Examination
    2016-02-02
  • S63 Uniform Securities Agent State Law Examination
    2010-01-15
Other Names
  • Linda Hink Kissler
  • Linda Ann Kissler
  • Linda A Hink

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Oklahoma City, OK

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor