Roger Dale Haag

Current Employers

Employment History

• 07/1991 → Present
  Haag Financial Advisors Inc
  Muskegon, MI
• 08/2013 → 02/2017
  Next Financial Group, Inc
  Norton Shores, MI
• 02/2017 → 01/2020
  Harbour Investments, Inc
  Madison, WI
• 07/1991 → Present
  Investment & Retirement Consulting Group
  Norton Shores, MI
• 02/2020 → Present
  Lpl Financial Llc
  Norton Shores, MI

Previous Registrations

• 2017-02-17 → 2020-02-13
  Harbour Investments, Inc.
  Norton Shores, MI
  Norton Shores, MI
  Madison, WI
• 2013-08-27 → 2017-02-21
  Next Financial Group, Inc.
  North Ridgeville, OH
  Norton Shores, MI
• 2004-03-23 → 2013-08-29
  Fsc Securities Corporation
  Muskegon, MI

Other Businesses

1)02/03/2020 - River Financial Planners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020 2)02/03/2020 - Notary - inv rel - state of MI - start: 05/2004 3)02/03/2020 - Haag Financial Advisors Inc - Business Entity For Tax/Investment Purposes Only - non-inv rel - at reported business location(s) - start: 1991 4)02/03/2020 - River Financial Planners - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/1982 5)02/03/2020 - Investment & Retirement Consulting Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/1996 5)02/03/2020 - Roger Haag - Estate Planner - non-inv rel - at reported business location(s) - styart: 01/1995

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-12
• S63 Uniform Securities Agent State Law Examination
  1981-05-29

Designations