Andrew Paul Hein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 07/2021
  Waddell & Reed, Inc.
  Muskegon, MI
• 01/2012 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Ludington, MI
• 02/2012 → 07/2021
  Cindie Jones
  Muskegon, MI
• 07/2021 → Present
  Lpl Financial Llc
  Norton Shores, MI

Previous Registrations

• 2012-01-26 → 2021-07-21
  Waddell & Reed
  Muskegon, MI
  Grand Rapids, MI
  Hamden, CT
  Norton Shores, MI

Other Businesses

1) 3/2021- ARGO Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Norton Shores, MI 2) 2011- ARGO Wealth Partners- Non-Variable Insurance- Agent- inv. related- Norton Shores, MI - 10hrs/mth 3) 10/27/2023 - Hein Consulting, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 07/25/2023 - 2 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-25
• S63 Uniform Securities Agent State Law Examination
  2006-09-22

Designations

• Certified Financial Planner