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Employer firm

Garden State Investment Advisory Services, LLC CRD 133088

$674M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Garden State Investment Advisory Services, Llc

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-03-18
  • NJ RA
    APPROVED
    Since 2015-03-18

Branch Locations

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. New York NY 02/2009 Present
Freedom Capital Management Lincroft NJ 02/2009 Present
Let History Live Red Bank NJ 02/2004 Present
Garden State Securities, Inc. Red Bank NJ 01/2015 Present
  • 02/2009 → Present
    Royal Alliance Associates, Inc.
    New York, NY
  • 02/2009 → Present
    Freedom Capital Management
    Lincroft, NJ
  • 02/2004 → Present
    Let History Live
    Red Bank, NJ
  • 01/2015 → Present
    Garden State Securities, Inc.
    Red Bank, NJ
Previous Registrations
Other Businesses

1) GLENN LE BOEUF; INVESTMENT RELATED; 328 NEWMAN SPRINGS ROAD, RED BANK, NJ 07701; STATUTORY AGENT; STARTED 02/09/2009; 10 HRS/MTH; 2 HRS/MTH DURING MARKET HOURS; SALE OF INSURANCE PRODUCTS. 2) GLENN LE BOEUF; HISTORY WORTH REMEMBERING; NOT INVESTMENT RELATED; OWNER; LINCROFT, NJ; STARTED 1984; 6 HRS/MTH; 0 HRS/MTH DURING MARKET HOURS; PUBLIC SPEAKING REGARDING HISTORICAL SUBJECTS. 3) ACME MARKETS, 20 HRS/WEEK, NOT DURING MARKET HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-02-02
  • S63 Uniform Securities Agent State Law Examination
    1984-02-02
Other Names
  • Glenn Ward Leboeuf
  • Glenn Ward Le Boeuf

View on SEC IAPD

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