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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-15 |
| KY | RA | APPROVED | 2011-09-30 |
Branch Locations
143 W Woodford St Ste 2, Lawrenceburg, KY 40342-1580 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lawrenceburg | KY | 09/2011 | Present |
1. 09/30/2011: DBA ONLY - K.E. CLARK & ASSOCIATES FINANCIAL SERVICES - SALE OF STOCKS, BONDS, MUTUAL FUNDS, LIFE, LTC INCONJUNCTION WITH LPL FINANCIAL. - TIME SPENT 100%.- LAWRENCEBURG, KY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-07 |
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