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Kenneth Edward Clark

LPl Financial LLC

Lawrenceburg, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-15
KY RA APPROVED 2011-09-30
  • TX RA
    APPROVED
    Since 2023-02-15
  • KY RA
    APPROVED
    Since 2011-09-30

Branch Locations

143 W Woodford St Ste 2, Lawrenceburg, KY 40342-1580 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lawrenceburg KY 09/2011 Present
Previous Registrations
  • 2006-09-21 → 2011-08-30
    Lawrenceburg, KY
    St Louis, MO
Other Businesses

1. 09/30/2011: DBA ONLY - K.E. CLARK & ASSOCIATES FINANCIAL SERVICES - SALE OF STOCKS, BONDS, MUTUAL FUNDS, LIFE, LTC INCONJUNCTION WITH LPL FINANCIAL. - TIME SPENT 100%.- LAWRENCEBURG, KY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-07
  • S66 Uniform Combined State Law Examination
    2006-09-07
Designations

View on SEC IAPD

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