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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-04-10
  • KY RA
    APPROVED
    Since 2023-04-10

Branch Locations

143 W Woodford St Ste 2, Lawrenceburg, KY 40342-1580 • United States

520 E Maxwell St, Lexington, KY 40502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broderick & Davenport Bowling Green KY 08/2016 01/2017
Full Time Student Bowling Green KY 01/2017 05/2017
Liquor Barn Bowling Green KY 05/2017 05/2018
Check Redi Lexington KY 06/2018 01/2019
J.J.B. Hilliard W.L. Lyons Lexington KY 01/2019 04/2023
Robert W. Baird & Co. Incorporated Lexington KY 10/2019 04/2023
Lpl Financial Llc Lexington KY 04/2023 Present
  • 08/2016 → 01/2017
    Broderick & Davenport
    Bowling Green, KY
  • 01/2017 → 05/2017
    Full Time Student
    Bowling Green, KY
  • 05/2017 → 05/2018
    Liquor Barn
    Bowling Green, KY
  • 06/2018 → 01/2019
    Check Redi
    Lexington, KY
  • 01/2019 → 04/2023
    J.J.B. Hilliard W.L. Lyons
    Lexington, KY
  • 10/2019 → 04/2023
    Lexington, KY
  • 04/2023 → Present
    Lexington, KY
Previous Registrations
Other Businesses

1- 09/20/2024- Kelly Capital Group- DBA for LPL Business (entity for LPL business)- Investment Related- At Reported Business Location(s) - Start Date 04/15/2023- 20 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
  • S66 Uniform Combined State Law Examination
    2019-06-27
Designations

View on SEC IAPD

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