Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-24
KY RA APPROVED 2020-05-05
  • TX RA
    APPROVED_RES
    Since 2023-04-24
  • KY RA
    APPROVED
    Since 2020-05-05

Branch Locations

143 W Woodford St Ste 2, Lawrenceburg, KY 40342-1580 • United States

747 1/2 S Broadway St, Georgetown, KY 40324 • United States

520 E Maxwell St, Lexington, KY 40502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O.N. Equity Sales Company Cincinnati OH 08/2001 04/2020
Ohio National Life Insurance Cincinnati OH 08/2001 05/2020
Lpl Financial Llc Lexington KY 05/2020 Present
  • 08/2001 → 04/2020
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 08/2001 → 05/2020
    Ohio National Life Insurance
    Cincinnati, OH
  • 05/2020 → Present
    Lexington, KY
Previous Registrations
Other Businesses

1) 5/5/2020- KELLY CAPITAL GROUP- Non-Variable Insurance- Agent selling life, disability, and long term care insurance- Inv. Related- Lexington, KY- 5hrs/mth 2) 5/5/2020- KP GROUP LLC- Real Estate Rental - Owner - Inv. Related- Lexington, KY- start date 10/2013- 1hr/mth 3) 5/5/2020- Rose St, LLC- Real Estate Rental - Owner - Inv. Related- Lexington, KY- start date 2011- 1hr/mth 4) 5/5/2020- Clover Group, LLC- Real Estate Rental - Owner - Inv. Related- Lexington, KY- start date 2011- 1hr/mth 5) 5/5/2020- Real Estate Rental - Owner - Inv. Related- Lexington, KY- start date 2011- 1hr/mth 6) 5/5/2020-PJK Group, LLC- Real Estate Rental - Owner - Inv. Related- Lexington, KY- start date 2011- 1hr/mth 7) 7/6/2020 - Kelly Cooksey Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/15/2020 - 0 Hours Per Month - Single member LLC. 8) 04/17/2023 - Kelly Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/05/2023- 50 Hours Per Month/50 Hours During Securities Trading 9) 01/05/2026 - HJK Group, LLC - Real Estate Rental - Lexington, KY - Investment Related - Start Date 11/03/2025 - 1 hour per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-19
S63 Uniform Securities Agent State Law Examination 2001-10-11
  • S65 Uniform Investment Adviser Law Examination
    2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    2001-10-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lawrenceburg, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor