Scott Vincent Kaup

Current Employers

Employment History

• 10/1989 → 09/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Stuart, NE
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → 07/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 07/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 01/1985 → Present
  Kaup's Tax & Wealth Management (D.b.a. For Advisory Business)
  Stuart, NE

Previous Registrations

• 2023-06-29 → 2024-07-22
  Cetera Investment Advisers Llc
  Stuart, NE
• 2021-03-22 → 2023-06-29
  Cetera Wealth Services, Llc
  Stuart, NE
• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Stuart, NE
• 2003-02-20 → 2016-09-01
  Vsr Financial Services, Inc.
  Stuart, NE
  Stuart, NE
  Overland Park, KS
  Overland Park, KS
• 1998-09-04 → 2003-02-11
  The Masters, Inc.
  Overland Pk, KS

Other Businesses

(1) Scott Kaup is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Kaup spends approx. 10 hrs/week during trading hours on this activity. (2) Scott Kaup is the Owner of Kaup's Insurance and Investments, Inc. d.b.a. Kaup's Tax and Wealth Management which is a management and holding company for their tax, insurance and advisory business. This entity handles the day to day operations of their business. Mr. Kaup spends approximately 10 hours per week on this activity during trading hours. (3) Scott Kaup is the treasurer for Stuart/Atkinson Airport Authority. Mr. Kaup is responsible for monthly accounting and reporting. Scott Kaup is one of three signers of the checks to pay bills. Mr. Kaup spends approximately one hour per month on this activity during non-trading hours. This is not an investment related activity. No compensation is received for this activity. (4) Mr. Kaup is the treasurer for the Sand Dollar Road District #2 in Lake Andes South Dakota. Mr. Kaup spends less than an hour per month on the activity during non-trading hours. This is not an investment related activity.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-08-15

Designations