Benjamin Joseph Kaup

Current Employers

Employment History

• 01/2015 → 06/2017
  Lutz
  Omaha, NE
• 07/2017 → 09/2019
  Summit Brokerage Services, Inc.
  Stuart, NE
• 09/2019 → 07/2024
  Cetera Advisor Networks Llc
  Stuart, NE
• 05/2017 → Present
  Kaup's Tax & Wealth Management (D.b.a. For Advisory Business)
  Stuart, NE
• 07/2024 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH

Previous Registrations

• 2023-10-30 → 2024-07-22
  Cetera Investment Advisers Llc
  Stuart, NE

Other Businesses

1) Ben Kaup is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Kaup spends approx. 10 hrs/week during trading hours on this activity. 2) Ben Kaup is the owner of Kaup's Tax Advisors P.C. which is a tax preparation and accounting firm operating under the d.b.a. Kaup's Tax & Wealth Management. Mr. Kaup spends approximately 10 hours per month on this activity during trading hours. This is not an investment related activity. 3) Ben Kaup is the Vice President for the Stuart Community Club which is a local community organization. His role includes attending meetings and assisting with community events. Mr. Kaup spends less than one hour per week on this activity during non-trading hours. This is not an investment related activity. 4) Ben Kaup is the Vice President of Kaup's Insurance and Investments, Inc. d.b.a. Kaup's Tax and Wealth Management which is a management and holding company for their tax, insurance and advisory business. This entity handles the day to day operations of their business. Mr. Kaup spends approximately 30 hours per week on this activity during trading hours. 5) Ben Kaup is the owner of SAB Enterprises, LLC. This entity owns agricultural real estate. Mr. Kaup spends less than one hour per month on this activity during non-trading hours. This is not an investment related activity. 6) Ben Kaup is co-owner of JETS, LLC. This entity owns commercial real estate. Mr. Kaup spends less than one hour per month on this activity during non-trading hours. This is not an investment related activity.

Exams

• S66 Uniform Combined State Law Examination
  2023-10-06