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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-03-25
MD RA APPROVED 2026-03-25
PA RA APPROVED 2026-03-25
TX RA APPROVED 2026-03-25
  • DE RA
    APPROVED
    Since 2026-03-25
  • MD RA
    APPROVED
    Since 2026-03-25
  • PA RA
    APPROVED
    Since 2026-03-25
  • TX RA
    APPROVED
    Since 2026-03-25

Branch Locations

North East , MD • United States

120 Marshall St , Kennett Square , PA 19348 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenville DE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenville DE 11/2016 03/2026
Wells Fargo Advisors Financial Network, Llc Kennett Square PA 03/2026 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, GLEN MILLS, PA, START: 10/22/2021, 2 HRS/MONTH, 2 HRS DURING TRADING. CLAM GROUP LLC, INV RELATED, North East, MD 100% OWNERSHIP START, 10/31/2001, 1 HR PER MONTH, 0 HRS DURING TRADING, LAND OWNERSHIP;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-16
S63 Uniform Securities Agent State Law Examination 1981-09-04
  • S65 Uniform Investment Adviser Law Examination
    1992-12-16
  • S63 Uniform Securities Agent State Law Examination
    1981-09-04

View on SEC IAPD

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