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Five Rivers Financial Advisors, LLC CRD 120249
$55.3M regulatory AUM 3 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3 South Mauldin Ave., North East, MD 21901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| MD | RA | APP_PEND_IARCE | 2026-01-01 |
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| PA | RA | APPROVED | 2022-12-02 |
| DE | RA | APPROVED | 2008-06-30 |
Branch Locations
3 South Mauldin Avenue, North East, MD 21901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Five Rivers Financial Advisors, Llc | North East | MD | 02/1997 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-02-01 |
| S66 | Uniform Combined State Law Examination | 1998-04-01 |
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