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Raymond Michael Heidel

Five Rivers Financial Advisors, LLC

North East, MD

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Current Employers
Five Rivers Financial Advisors, Llc

3 South Mauldin Ave., North East, MD 21901 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
MD RA APP_PEND_IARCE 2026-01-01
NJ RA APP_PEND_IARCE 2026-01-01
PA RA APPROVED 2022-12-02
DE RA APPROVED 2008-06-30
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • PA RA
    APPROVED
    Since 2022-12-02
  • DE RA
    APPROVED
    Since 2008-06-30

Branch Locations

3 South Mauldin Avenue, North East, MD 21901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Five Rivers Financial Advisors, Llc North East MD 02/1997 Present
Previous Registrations
  • 2006-06-02 → 2007-10-08
    Ic Advisory Services, Inc.
    Bridgewater, NJ
  • 2001-01-01 → 2006-10-02
    The Investment Center, Inc.
    North East, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-02-01
S66 Uniform Combined State Law Examination 1998-04-01
  • S63 Uniform Securities Agent State Law Examination
    2002-02-01
  • S66 Uniform Combined State Law Examination
    1998-04-01
Designations
Other Names
  • Raymond Heidel

View on SEC IAPD

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Other Offices

PNC WEALTH MANAGEMENT LLC · NORTH EAST, MD
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CETERA INVESTMENT ADVISERS LLC · NORTH EAST, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · North East, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ELKTON, MD
EDWARD JONES · ELKTON, MD
PNC WEALTH MANAGEMENT LLC · PERRYVILLE, MD
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