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Charles Henry Dankworth

Ubs Financial Services Inc.

New Albany, OH

Breckenridge, CO

New Albany, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-01-27
FL RA APPROVED 2022-06-15
TX RA APPROVED_RES 2009-05-18
OH RA APPROVED 2008-12-15
  • CO RA
    APPROVED
    Since 2023-01-27
  • FL RA
    APPROVED
    Since 2022-06-15
  • TX RA
    APPROVED_RES
    Since 2009-05-18
  • OH RA
    APPROVED
    Since 2008-12-15

Branch Locations

180 Market St. Ste. 200, New Albany, OH 43054 • United States

Breckenridge, CO • United States

New Albany, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New Albany OH 12/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-15
S63 Uniform Securities Agent State Law Examination 1981-07-27
  • S65 Uniform Investment Adviser Law Examination
    1997-09-15
  • S63 Uniform Securities Agent State Law Examination
    1981-07-27

View on SEC IAPD

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