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Caitlin E Gall

Morgan Stanley

New Albany, OH

Westlake, OH

Strongsville, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-06
OH RA APPROVED 2025-06-03
  • TX RA
    APPROVED
    Since 2025-06-06
  • OH RA
    APPROVED
    Since 2025-06-03

Branch Locations

15 South High Street, New Albany, OH 43054 • United States

159 Crocker Park Boulevard Suite 460, Westlake, OH 44145 • United States

Strongsville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Albany OH 10/2019 Present
The Ohio State University Columbus OH 08/2016 05/2019
Ubs Financial Services Columbus OH 06/2016 09/2019
  • 10/2019 → Present
    Morgan Stanley
    New Albany, OH
  • 08/2016 → 05/2019
    The Ohio State University
    Columbus, OH
  • 06/2016 → 09/2019
    Ubs Financial Services
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-24
S63 Uniform Securities Agent State Law Examination 2025-02-19
  • S65 Uniform Investment Adviser Law Examination
    2025-05-24
  • S63 Uniform Securities Agent State Law Examination
    2025-02-19
Other Names
  • Caitlin Elizabeth Grey
  • Caitlin Grey
  • Caitlin E Grey

View on SEC IAPD

Other Firms

LIDO
COLUMBUS INVESTMENT ADVISORY INC.
EDWARD JONES
YFP WEALTH
M HOLDINGS SECURITIES, INC.
VELA INVESTMENT MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
UBS FINANCIAL SERVICES INC.

Other Investors

Shane Moran
JEFFREY ROBERT SIMPSON
Karin Aey
MICHAEL JOSEPH PLATTE
James Thomas Simpson
Patrick K Dundon
Kathryn A Kahn
WENDY MARIE CHANCE

Other Offices

LIDO · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · NEW ALBANY, OH
EDWARD JONES · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · New Alany, OH
YFP WEALTH · NEW ALBANY, OH
M HOLDINGS SECURITIES, INC. · New Albany, OH
VELA INVESTMENT MANAGEMENT, LLC · NEW ALBANY, OH
VELA INVESTMENT MANAGEMENT, LLC · New Albany, OH

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