Patrick K Dundon

CRD 6346001

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-16
OH	RA	APPROVED	2023-08-21

TX RA
APPROVED

Since 2023-10-16
OH RA
APPROVED

Since 2023-08-21

Branch Locations

15 South High Street, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New Albany	OH	06/2023	Present
Kpmg Llp	Columbus	OH	10/2017	05/2023
The Royal Bank Of Scotland	Stamford	CT	06/2014	09/2017
Morgan Stanley Private Bank, N.A	New York	NY	08/2023	Present

06/2023 → Present

Morgan Stanley

New Albany, OH
10/2017 → 05/2023

Kpmg Llp

Columbus, OH
06/2014 → 09/2017

The Royal Bank Of Scotland

Stamford, CT
08/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-21

S66 Uniform Combined State Law Examination

2023-08-21

Other Names

Patrick Dundon
Patrick Kyle Dundon

View on SEC IAPD

Nearby Firms

COLUMBUS INVESTMENT ADVISORY INC.

Nearby Investors

JEFFREY ROBERT SIMPSON

Nearby Offices

LIDO · New Albany, OH

COLUMBUS INVESTMENT ADVISORY INC. · NEW ALBANY, OH

EDWARD JONES · New Albany, OH

More in New Albany, OH

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