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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-02-19 |
| TX | RA | APPROVED | 2011-02-17 |
Branch Locations
6034 West Courtyard Drive Suite 305, Austin, TX 78730 • United States
125 Lincoln Ave Suite 200, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Austin | TX | 02/2011 | Present |
(1) Name of Business: 360 Shoal Creek Interests LLC Address: 5602 Spurflower Dr., Austin, TX, 78759, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-Managing Manager, Co-Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-28 |
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