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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2019-06-28 |
| WI | RA | APPROVED | 2008-01-08 |
Branch Locations
8010 Excelsior Drive Suite 200, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Madison | WI | 03/2011 | Present |
| Park Avenue Securities Llc | Madison | WI | 03/2011 | Present |
1. Successful Exit, LLC, 2-Single Member LLC, which I own,. Start: 07/01/2013, Address: 8010 Excelsior Dr. Suite 200; Madison, WI 53717, 10 bus hrs per month, Investment related, 2. Behavioral Assessment and Team Building Business Consulting, Start Date: 4/1/2023, Address: 7633 Widgeon Way, Madison WI 53717, 10 total hours per month, 7 during securities trading, Not Investment Related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-05 |
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