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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-30 |
| TX | RA | APPROVED | 2026-03-27 |
Branch Locations
16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank N.A. | Milwaukee | WI | 07/2011 | 03/2018 |
| Bmo Harris Financial Advisors, Inc. | Scottsdale | AZ | 08/2012 | 03/2026 |
| Stifel Nicolaus & Co Inc | Scottsdale | AZ | 03/2018 | 03/2026 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-13 |
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