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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-03-30
TX RA APPROVED 2026-03-27
  • MN RA
    APPROVED
    Since 2026-03-30
  • TX RA
    APPROVED
    Since 2026-03-27

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank N.A. Milwaukee WI 07/2011 03/2018
Bmo Harris Financial Advisors, Inc. Scottsdale AZ 08/2012 03/2026
Stifel Nicolaus & Co Inc Scottsdale AZ 03/2018 03/2026
Ameriprise Financial Services, Llc Scottsdale AZ 03/2026 Present
  • 07/2011 → 03/2018
    Bmo Harris Bank N.A.
    Milwaukee, WI
  • 08/2012 → 03/2026
    Bmo Harris Financial Advisors, Inc.
    Scottsdale, AZ
  • 03/2018 → 03/2026
    Stifel Nicolaus & Co Inc
    Scottsdale, AZ
  • 03/2026 → Present
    Scottsdale, AZ
Previous Registrations
  • 2018-04-09 → 2026-04-16
    Wayzata, MN
    Scottsdale, AZ
    Columbus, OH
    Delaware, OH
    Columbus, OH
    Phoenix, AZ
  • 2012-08-01 → 2018-03-19
    Bmo Harris Financial Advisors, Inc.
    Scottsdale, AZ
    Phoenix, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Cave Creek, AZ
    Cave Creek, AZ
  • 2009-10-16 → 2012-08-01
    M&I Financial Advisors, Inc
    Peoria, AZ
    Scottsdale, AZ
  • 2010-05-13 → 2012-04-18
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2009-06-01 → 2009-10-22
    Scottsdale, AZ
  • 2009-01-26 → 2009-06-01
    Scottsdale, AZ
  • 2006-11-13 → 2009-01-12
    Scottsdale, AZ
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-13
  • S66 Uniform Combined State Law Examination
    2006-10-13
Other Names
  • Erin A Molling

View on SEC IAPD

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