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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2015-11-03 |
Branch Locations
8860 Ladue Road Suite 230, St. Louis, MO 63124-2068 • United States
Wildwood, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | St. Louis | MO | 10/2015 | Present |
1. 10/30/2015 - Clayton Investment Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/30/2015 - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-06 |
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