David Sheppard Duncan

Rbc Capital Markets, LLC

Claim This Profile

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
MD	RA	APPROVED	2011-03-18

TX RA
APPROVED_RES

Since 2015-02-05
MD RA
APPROVED

Since 2011-03-18

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Mount Airy, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Rockville	MD	03/2009	Present
City National Bank	Rockville	MD	01/2020	Present

03/2009 → Present

Rbc Capital Markets Corporation

Rockville, MD
01/2020 → Present

City National Bank

Rockville, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-17
S63	Uniform Securities Agent State Law Examination	1981-07-22

S65 Uniform Investment Adviser Law Examination

2011-03-17
S63 Uniform Securities Agent State Law Examination

1981-07-22

View on SEC IAPD

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PROFIT INVESTMENTS

ORTMAN FINANCIAL PLANNING

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JENNIFER CHRISTINE PASCAL

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Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD

NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD

J.P. MORGAN SECURITIES LLC · Rockville, MD

UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD

PROFIT INVESTMENTS · NORTH BETHESDA, MD

ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

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