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Lawrence Joseph Mcgovern

Charles Schwab & Co., Inc.

Phoenix, AZ

Breezy Point, NY

CRD 1000696

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Breezy Point, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Breezy Point NY 07/2013 Present
Charles Schwab Bank, Ssb Breezy Point NY 09/2025 Present
Previous Registrations
  • 2008-01-29 → 2010-03-16
    West Babylon, NY
    Huntington, NY
  • 2005-04-25 → 2007-12-21
    Chase Investment Services Corp.
    Brentwood, NY
    Bellmore, NY
    Amityville, NY
    Babylon, NY
    Bayshore, NY
    Southhampton, NY
    Deer Park, NY
    Ronkonkoma, NY
    Wyandanch, NY
    West Babylon, NY
    Freeport, NY
    Wantagh, NY
    North Bellmore, NY
    Massapequa Park, NY
    Long Beach, NY
    Lawrence, NY
    Oceanside, NY
    North Massapequa, NY
    Hewlett, NY
    Riverhead, NY
    Cedarhurst, NY
    East Hampton, NY
    Seaford, NY
    Rockville Centre, NY
    Floral Park, NY
    Riverhead, NY
    Franklin Square, NY
    Farmingdale, NY
    Bohemia, NY
    Islip, NY
    Merrick, NY
    S. Valley Stream, NY
    Lindenhurst, NY
    Center Moriches, NY
    North Patchogue, NY
Other Businesses

1) Breezy Point Pipe & Drum Band | Investment Related:No|20410 Rockaway Pt Blvd.|Breezy Point|NY|11697|USA|Other|Band Member|8/1/2004|Less than 20|0|I play the bagpipes. I am a member of the Breezy Pipe Pipe & Drum Band. I sometimes receive compensation for playing at a funeral, wedding, etc. I average about $500 in compensation each calendar year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-27
S63 Uniform Securities Agent State Law Examination 1991-11-07
  • S65 Uniform Investment Adviser Law Examination
    2016-06-27
  • S63 Uniform Securities Agent State Law Examination
    1991-11-07
Other Names
  • Rr Name Fiven No
  • Alias Name Given No

View on SEC IAPD

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