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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-22 |
Branch Locations
2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States
Breezy Point, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Breezy Point | NY | 07/2013 | Present |
| Charles Schwab Bank, Ssb | Breezy Point | NY | 09/2025 | Present |
1) Breezy Point Pipe & Drum Band | Investment Related:No|20410 Rockaway Pt Blvd.|Breezy Point|NY|11697|USA|Other|Band Member|8/1/2004|Less than 20|0|I play the bagpipes. I am a member of the Breezy Pipe Pipe & Drum Band. I sometimes receive compensation for playing at a funeral, wedding, etc. I average about $500 in compensation each calendar year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-07 |
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