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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-01-02
  • MD RA
    APPROVED
    Since 2009-01-02

Branch Locations

645 Baltimore Annapolis Blvd. Suite 200, Severna Park, MD 21146 • United States

Arnold, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Severna Park MD 11/2001 Present
Raymond James Financial Services Advisors, Inc Severna Park MD 01/2009 Present
Other Businesses

(1)Name of Business: Address: 645 Baltimore Annapolis Blvd Ste 200, Severna Park, MD, 21146, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/11/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Selling life and long term care insurance (2)Name of Business: Capitalist Investment Services, LLC Address: 645 Baltimore-, Severna Park, MD, 21146, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/31/2005 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner of LLC (3)Name of Business: Never Can Tell Music LLL Address: 405 Kings College Dr., Arnold, MD, 21012, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/28/2014 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I solely own the business. It is involved in music writing, recording and performing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-30
S63 Uniform Securities Agent State Law Examination 1982-03-17
  • S65 Uniform Investment Adviser Law Examination
    1991-12-30
  • S63 Uniform Securities Agent State Law Examination
    1982-03-17
Other Names
  • Jr Donald Owens Harrison

View on SEC IAPD

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