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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2013-05-28 |
| ME | RA | APPROVED | 2012-12-12 |
| CT | RA | APPROVED | 2009-08-19 |
| TX | RA | APPROVED | 2009-08-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southbury | CT | 08/2009 | Present |
| Bank Of America, N.A. | Southbury | CT | 11/2009 | Present |
I*521458 For profit or not for profit: Entity For Profit Name of outside business organization: Fine Art Photography by Carl Cascella Investment related: N Address of business: Arlington, Vermont, 05250 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 9/24/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Sale of fine art photographs that I have taken
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-05 |
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